Dodd-Frank § 1502 · EU Reg. 2017/821 · RMI CMRT

Conflict Minerals & CMRT for Brass Fittings: Complete Guide

What are 3TG minerals? Does your brass fitting supplier need to provide a CMRT? Full analysis of Dodd-Frank Section 1502, the EU Conflict Minerals Regulation, and scope determination for copper-zinc alloys.

📅 Updated May 2026 🪨 Covers Dodd-Frank + EU Reg. 2017/821 📋 CMRT v6.6 · Released April 2026

Supply chain managers at publicly listed US and EU companies routinely send CMRT requests to every supplier without checking whether the regulation applies. For brass fittings, the answer is almost always the same: brass contains copper and zinc — not tin, tantalum, tungsten or gold. This guide explains why, with full regulatory citations, so your compliance team can close the loop permanently.

Contents

  1. What Are 3TG Minerals?
  2. Dodd-Frank Section 1502 — Who It Applies To
  3. EU Conflict Minerals Regulation 2017/821
  4. The CMRT Template — What It Is and How It Works
  5. Does Brass Fall in Scope?
  6. What Brass Actually Contains
  7. Edge Cases: When a Brass Component Might Be Relevant
  8. Conflict-Affected and High-Risk Areas (CAHRAs)
  9. Brassland's Position & Available Documentation
  10. Frequently Asked Questions

What Are 3TG Minerals?

Conflict minerals legislation targets four specific minerals — collectively called 3TG:

Sn
Tin
Not in brass ✗
Ta
Tantalum
Not in brass ✗
W
Tungsten
Not in brass ✗
Au
Gold
Not in brass ✗

These four minerals are specifically targeted because they are mined in significant quantities in conflict-affected regions — particularly the Democratic Republic of Congo (DRC) and adjoining countries — and their trade has historically funded armed conflict and human rights abuses. The goal of conflict minerals legislation is to create supply chain transparency that reduces the financing of such conflicts through mineral trade.

The regulation does not apply to all minerals — only to tin (and cassiterite, its ore), tantalum (and coltan/columbite-tantalite), tungsten (and wolframite), and gold. Critically, it does not apply to copper, zinc, aluminium, nickel or any other metal commonly used in precision fitting manufacture.

Dodd-Frank Section 1502 — Who It Applies To and What It Requires

Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (enacted July 2010) requires certain US-listed companies to disclose their use of conflict minerals. The implementing rule was adopted by the SEC in August 2012 (Final Rule 34-67716).

Who is subject to Dodd-Frank Section 1502?

What does it require?

Companies in scope must undertake a "reasonable country of origin inquiry" (RCOI) to determine whether their 3TG comes from the DRC or an adjoining country. If it does, or if they cannot determine origin, they must conduct independent third-party audits of their supply chain and file a Conflict Minerals Report (CMR). Companies typically use the RMI CMRT template to collect data from their supply chain.

ℹ Important: Section 1502 applies to SEC reporting companies — not to their suppliers

Brassland is an Indian manufacturer — not a US SEC reporting company. We are not directly subject to Dodd-Frank Section 1502. However, our US OEM customers who are SEC issuers have supply chain due diligence obligations, and they often request CMRT declarations from all their suppliers — including those supplying non-3TG components — as a blanket policy. We accommodate this with scope determination letters.

EU Conflict Minerals Regulation 2017/821

EU Regulation 2017/821 (the EU Conflict Minerals Regulation, or EU CMR) came into force on 1 January 2021. It establishes supply chain due diligence obligations for EU importers of tin, tantalum, tungsten and gold minerals and metals.

Scope of EU Regulation 2017/821

The EU CMR applies to:

The EU CMR does not apply to importers of finished articles made from 3TG metals (e.g. electronic components containing tin solder). It targets the upstream mineral and metal trade — the smelters and refiners, not the article manufacturers. This is narrower in scope than Dodd-Frank.

For brass fittings: the EU CMR is irrelevant. Brass is copper and zinc — neither is a regulated mineral. Brassland's EU customers importing brass fittings have no EU CMR obligations arising from those imports.

The CMRT Template — What It Is and How It Works

The Conflict Minerals Reporting Template (CMRT) is published and maintained by the Responsible Minerals Initiative (RMI), formerly known as the Conflict-Free Sourcing Initiative (CFSI). It is the industry-standard tool for collecting conflict minerals information from supply chain participants.

The current version is CMRT v6.6, released on 17 April 2026 — the 30th version of the template and the 10th release at version 6. Version 6.6 added "Requester Product Number" and "Requester Product Name" fields to the Product List tab, alongside updated conformant smelter lists. The next update is anticipated Spring 2027. The template is an Excel file with several sections:

CMRT SectionWhat it captures
Declaration TabCompany info, product scope, whether 3TG is in the product, and whether it is "necessary to the functionality or production" of the product
Smelter List TabList of smelters/refiners in the supply chain for each 3TG mineral
Standard Smelter ListCross-reference against RMI's conformant smelter list (smelters that have passed independent audits)

When a brass fitting supplier receives a CMRT request, the correct response is to complete the Declaration Tab indicating that the product does not contain 3TG minerals necessary to the functionality or production of the product, explain that brass is copper-zinc and not in regulatory scope, and return the completed declaration. This does not require completing the Smelter List Tab (which is only relevant when 3TG is present).

Does Brass Fall in Scope? — The Definitive Answer

Brass fittings are outside Conflict Minerals scope
Brass is an alloy of copper (Cu) and zinc (Zn). It does not contain tin (Sn), tantalum (Ta), tungsten (W) or gold (Au) — the four minerals covered by Dodd-Frank Section 1502 and EU Regulation 2017/821. Brass fittings are outside the material scope of all conflict minerals regulations.
Regulatory questionAnswer for brass fittingsBasis
Does brass contain tin (Sn)? No — Cu+Zn only EN 12164 CW617N: Cu 57.0–59.0%, Pb 1.6–2.5%, Zn balance. No Sn.
Does brass contain tantalum (Ta)? No Not specified in any copper or brass alloy standard.
Does brass contain tungsten (W)? No Not specified in any copper or brass alloy standard.
Does brass contain gold (Au)? No Not specified. Gold plating on some components may be relevant — see edge cases below.
Is Dodd-Frank Section 1502 triggered? No — for brass body No 3TG minerals necessary to the functionality or production of the brass fitting.
Is EU Regulation 2017/821 triggered? No Regulation applies to importers of 3TG minerals/metals — not to brass article importers.
Is a CMRT required from Brassland? Not legally — but Brassland will provide a scope letter Many SEC-reporting OEMs request it as supply chain policy regardless. We issue written scope determination letters.

What Brass Actually Contains — Alloy Composition

For absolute clarity, here is the full chemical composition of the principal brass alloys Brassland supplies, per EN 12164 (copper and copper alloys — rod for free machining purposes):

AlloyCu %Zn %Pb %Other elements3TG present?
CW617N (standard)57.0–59.0Balance1.6–2.5Fe max 0.3, Ni max 0.3, Al max 0.05, Sn max 0.3No 3TG
CW602N (DZR)61.0–63.0Balance0.2–0.3As 0.02–0.15, Sb max 0.02, Fe max 0.1No 3TG
CW614N (high-tensile)57.0–59.0Balance2.5–3.5Fe max 0.3, Al max 0.05, Mn max 0.5No 3TG
C101 (ETP copper)min 99.9max 0.005O 0.02–0.04No 3TG

Note: CW617N alloy may show trace Sn (max 0.3% per specification as a residual element tolerance), but this is a metallurgical impurity tolerance in the copper-zinc alloy — not intentionally added tin and not sourced from cassiterite (the 3TG tin ore). Residual tin in copper alloy produced from recycled scrap does not constitute "use" of tin as a conflict mineral for regulatory purposes.

Edge Cases: When a Brass Assembly Might Be Relevant

While solid brass fittings are outside conflict minerals scope, certain product configurations may bring 3TG into the picture:

Gold-plated brass components

Some brass electrical contacts, connectors or decorative fittings receive gold plating for corrosion resistance or electrical conductivity. Gold is a regulated 3TG mineral. If a brass component has gold plating that is "necessary to the functionality" of the product (e.g. a gold-plated electrical contact in a connector), the gold must be tracked through the conflict minerals supply chain. Brassland does not supply gold-plated components as standard — if you are ordering gold-plated parts, request a separate CMRT for the plating process.

Tin-based solders in assemblies

If a brass fitting is supplied as part of an assembly that includes tin solder (e.g. a pre-soldered fitting kit), the tin solder may trigger conflict minerals analysis. The tin solder — not the brass fitting — would be the subject of the CMRT inquiry. Brassland supplies unmachined fittings without solders — tin from soldering is outside our scope.

Bronze alloys (Cu-Sn)

Bronze is a copper-tin alloy. If your requirement is for bronze (not brass), tin is present as an alloying element. While regulatory guidance varies on whether alloying tin (rather than tin as a functional component) triggers Dodd-Frank, some supply chains request CMRT documentation for bronze components. Brassland's standard range is brass (Cu-Zn), not bronze. Contact us for bronze specifications if required.

Conflict-Affected and High-Risk Areas (CAHRAs)

Both Dodd-Frank and the EU CMR focus on minerals sourced from Conflict-Affected and High-Risk Areas (CAHRAs) — primarily defined as areas governed by armed groups or where there are serious violations of international humanitarian law, widespread violence or fragile post-conflict conditions. The primary region of concern is the DRC and its nine neighbouring countries: Angola, Burundi, Central African Republic, Republic of Congo, Rwanda, South Sudan, Tanzania, Uganda, and Zambia.

Brass alloy — copper and zinc — is sourced from global mines including those in Chile, Peru, Australia, Zambia, Democratic Republic of Congo (copper), and Australia, India, China (zinc). While the DRC is a significant copper producer, copper itself is not a regulated mineral under conflict minerals legislation. Only tin (cassiterite), tantalum (coltan), tungsten (wolframite) and gold are regulated.

Brassland's alloy feedstock is sourced from Indian and international mills with documented supply chains. Copper used in our alloys originates from smelters that are not in CAHRA regions or that operate under responsible sourcing frameworks.

Brassland's Position & Available Documentation

✅ Brassland Conflict Minerals Summary

Frequently Asked Questions

Do brass fittings require a CMRT (Conflict Minerals Reporting Template)? +
Not legally — but Brassland will provide one if requested. Brass contains copper and zinc. Conflict minerals regulations (Dodd-Frank Section 1502 and EU Regulation 2017/821) only cover tin, tantalum, tungsten and gold (3TG). Brass is outside scope. However, many OEM compliance teams request CMRTs from all suppliers as blanket policy regardless of materiality. We respond with a completed CMRT Declaration Tab confirming no 3TG is present.
What are 3TG minerals and why are they regulated? +
3TG refers to tin (Sn), tantalum (Ta), tungsten (W), and gold (Au). These minerals are specifically regulated because they are mined in significant quantities in conflict-affected regions — particularly the DRC and surrounding countries — where their trade has funded armed conflict and human rights abuses. The regulations aim to create supply chain transparency to reduce this financing. Copper and zinc (the constituents of brass) are not 3TG minerals.
What is the CMRT and how does it work? +
The CMRT (Conflict Minerals Reporting Template) is a standardised Excel template published by the Responsible Minerals Initiative (RMI). Companies use it to collect supply chain data from suppliers about whether their products contain 3TG minerals and whether those minerals are sourced from CAHRAs (Conflict-Affected and High-Risk Areas). The current version is CMRT v6.6, released 17 April 2026 — always download the latest version from the RMI website (responsiblemineralsinitiative.org). For brass components, the Declaration Tab is completed indicating no 3TG is present and the Smelter List Tab is not applicable.
Does Dodd-Frank Section 1502 apply to brass fitting suppliers? +
Dodd-Frank Section 1502 applies to US SEC reporting companies (issuers) — not to their suppliers directly. The obligation is on the US-listed company to disclose whether its products contain 3TG necessary to functionality or production. Brass fittings don't contain 3TG, so they don't bring a company into Dodd-Frank scope from a material perspective. Suppliers (like Brassland) are asked to provide CMRT declarations to help the US company meet its due diligence obligations, but the legal obligation is on the SEC issuer, not the supplier.
What is the EU Conflict Minerals Regulation and does it cover brass? +
EU Regulation 2017/821 requires EU importers of 3TG minerals (tin, tantalum, tungsten, gold) from conflict-affected areas to perform supply chain due diligence. It applies to the minerals and metals themselves — not to articles made from them. Brass is copper-zinc and not covered by this regulation. EU importers of brass fittings have no EU CMR obligations arising from those imports.
What if my supplier requests a CMRT and I don't know what to do? +
If you receive a CMRT request from a customer and you supply brass components, download CMRT v6.6 (current version, released April 2026) from the RMI website at responsiblemineralsinitiative.org, complete the Declaration Tab with your company information, indicate that the products do not contain 3TG, and return it. The Smelter List Tab does not need to be completed. Alternatively, contact Brassland and we can provide a completed CMRT declaration for our products within 2 business days.
Does bronze require a CMRT? +
Potentially. Bronze is a copper-tin alloy, and tin is a 3TG mineral. Regulatory guidance varies on whether tin used as an alloying element (rather than as a functional component) triggers Dodd-Frank, but some supply chain teams request CMRT documentation for bronze components. Brassland's standard product range is brass (Cu-Zn), not bronze. If you require bronze components, contact us and we will provide appropriate CMRT documentation for the specific alloy.

Primary Sources & Further Reading

This guide is informational and does not constitute legal advice. Last updated: May 2026. Regulatory scope should be verified against current SEC, ECHA and RMI guidance before making compliance decisions. The regulatory status of conflict minerals requirements continues to evolve — monitor RMI and SEC communications for updates.